Paul Sawyer: Senior’s Guide to Secure Investments

Paul Derek Sawyer

External Compliance Expert
About
Meet Paul
Paul is currently the Director of Alpha Capital Compliance Limited. A compliance company offering a no-nonsense approach to financial compliance.

A seasoned compliance expert, excels in equity release regulations. His proficiency spans lifetime mortgages, home reversion, and property capital release. With a deep understanding of legal frameworks and ethical standards, Paul ensures seamless, consumer-centric operations in the UK's equity release sector.

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Author Knows About
Author Knows About
  • Financial Services
  • Mortgages
  • Compliance
  • Financial Conduct Authority Requirements

Looking Back

Experience

Paul got his start in financial services in 1976 and has worked in most arenas in financial services including Stockbroking, Investment and Retail Banking, Funds and Asset Management, as well as Energy Commodities, Online Forex and CFD broking.

This broad base of experience provides a well-rounded knowledge of most financial product types and services.

Paul is currently the Director of Alpha Capital Compliance Limited.

Paul has worked for:

Qualifications Original Article
In the Past Edited Version 2

Professional Bodies

Memberships
  1. Member of the Association of Professional Compliance Consultants (APCC)
  2. Alpha Capital Compliance is a Member of The Compliance Register (TCR)
  3.  Complyport Associate Program Member 
In the past, Paul has also been registered the FCA for:
  • Controlled Functions SMF29 (Senior Management Function)
  • CF10 (Compliance Oversight)

  • CF10a (CASS Oversight)

  • CF11 (Money Laundering Reporting Officer)

Putting In The Hard Work

Education
Qualifications Original Article
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