Paul Sawyer: Senior’s Guide to Secure Investments

Paul Derek Sawyer

External Compliance Expert
Meet Paul
Paul is currently the Director of Alpha Capital Compliance Limited. A compliance company offering a no-nonsense approach to financial compliance.

His experience spans regulatory updates, compliance auditing and due diligence, among other specialities in the UK finance space.
Author Knows About
Author Knows About
  • Financial Services
  • Mortgages
  • Compliance
  • Financial Conduct Authority Requirements

Looking Back


Paul got his start in financial services in 1976 and has worked in most arenas in financial services including Stockbroking, Investment and Retail Banking, Funds and Asset Management, as well as Energy Commodities, Online Forex and CFD broking.

This broad base of experience provides a well-rounded knowledge of most financial product types and services.

Paul is currently the Director of Alpha Capital Compliance Limited.

Paul has worked for:

Qualifications Original Article
In the Past Edited Version 2

Professional Bodies

  1. Member of the Association of Professional Compliance Consultants (APCC)
  2. Alpha Capital Compliance is a Member of The Compliance Register (TCR)
  3.  Complyport Associate Program Member
In the past, Paul has also been registered the FCA for:
  • Controlled Functions SMF29 (Senior Management Function)
  • CF10 (Compliance Oversight)
  • CF10a (CASS Oversight)
  • CF11 (Money Laundering Reporting Officer)

Putting In The Hard Work

Qualifications Original Article
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